Financial Services

£28,000 - £35,000

Mon-Fri 9-5
21 holidays (plus stats and off at Xmas, increases after 3 years)
DIS after qualifying period
Study support plus exam reward


Are you an experienced Paraplanner, who thrives on complex work and likes to be challenged each day, by technical and highly successful Advisers?

Do you prefer to work within a modern office environment, with a lively and engaging team?

Or would you simply, like the above?

On offer is a Chartered firm, possessing high standards and delivering superb service. They have been recognised and nominated for various awards over the years. The Directors are very hands-on and want their staff to be the best, getting involved in training and supporting with all regulated qualifications.

–       To prepare and maintain client files
–        Once in receipt of a completed ‘factfind’, collate all the relevant quantitative detailed information required to compile a financial services report
–        Check all paperwork / information is available to ensure that the client file meets the FCA’s rules and requirements
–        Discuss the client’s needs and objectives with the relevant adviser
–        To prepare recommendations
–        Undertake research to identify suitable solutions to meet the client’s needs and objectives
–        Prepare information for analysis by the adviser
–        If applicable, liaise with the client’s legal and tax advisers
–        Prepare draft recommendation report
–        Discuss draft recommendation report with the relevant adviser
–        Obtain ‘sign-off’ by the relevant adviser
–        To implement recommendations
–        Prepare suitability reports in accordance with the agreed recommendations
–        Complete application / proposal forms
–        Ensure all compliance paperwork is in order
–        If relevant, act on any changes made by the client
–        Implement the chosen / agreed investment strategies
–        To undertake client reviews
–        Act as main point of contact and deal effectively with queries from clients and other parties
–        Establish and build strong relationships with clients
–        If required, attend client meetings with adviser
–        Organise future planning meetings with clients, in accordance with agree timescales
–        Review investment portfolio, asset allocation, risk profile etc
–       Keep up-to-date with new product, technical or legislative changes within the marketplace
–       Comply at all times with the firm’s Compliance; Training & Competence; Complaints and Data Security policies / procedures
–      To ensure that the firm’s clients are treated fairly at all times
To work as part of a team alongside the firm’s advisers and administrators to provide clients with a professional ongoing Financial Planning experience

CII Diploma Level 4 (part qualified may be considered)

·        High level of technical knowledge
·        Excellent report writing skills
·        Detailed knowledge of the FCA’s rules and requirements
·        Broad knowledge of the financial services sector
·        Excellent inter-personal skills, both written and verbal
·        Accurate with good attention to detail
·        Solid time management ability


Know someone who the above job would be a perfect fit for?

REFER THEM …and receive £250 when they start in their new role!

Are you interested?

Click to apply today!

Apply now